As a marketing services provider, we understand the complex financial advisor compliance requirements Registered Investment Advisors (RIAs or firms) have to follow when producing marketing materials. That’s why we’ve built OutboundEngine with the legal and regulatory guidelines that shape your industry in mind.
The content we write for your firm is informative, educational, and editorial in nature. We avoid content that is advisory in nature and gives advice on specific investments and/or what an individual “should” do in a specific situation. In the content we write, we do not lie, intentionally present misleading information, or attempt to defraud. Lastly, our content does not solicit or overtly extend investment advice to the reader. You have an opportunity to review all content before it is sent.
All marketing materials we send through email are branded with your name and business contact information. We follow CAN-SPAM laws and send only to the people on your contact list. We include a standard disclaimer that you have the option to customize to meet your compliance requirements.
The content that we share on your behalf to Facebook, LinkedIn and Instagram is meant to entertain your fans and followers rather than to offer content that is advisory in nature, directly solicits investment advice, or present fraudulent or misleading information.
Four times a year, we run a sweepstakes for your business and supply the prize. To enter, your customers enter their contact information and answer a qualifying question like “how likely are you to make a change in career or family life (such as a marriage, new child or grandchild) over the next six months?” We also give them an opportunity to refer a friend. If someone does send you a referral, we make it clear that this will not impact their chance of winning the sweepstakes. There is no quid pro quo: entry into the sweepstakes is not dependent on someone submitting a referral.
Our policy is to keep an archive of all emails we’ve sent and social media posts we’ve made through the OutboundEngine platform. These are in an easily accessible place and are stored for a minimum of two years.
We work hard to deliver marketing services that follow the letter of the law and are focused on being as compliant as possible.
Ultimately, individual customers are responsible for the compliance of their marketing programs with applicable laws and regulations. OutboundEngine assumes no liability for the accuracy or completeness of this information, the information contained in any marketing programs it creates, or the compliance of any marketing program with any applicable laws and regulations. Please consult with an attorney for information on specific laws and regulations and how they apply to your business.